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Win Jang is his firms research director, and one of his regular duties is to distribute a monthly “Top 10 Buys and Sells” list drawn from companies listed in Hong Kong. One month, Jang reads an academ

A. Properly relied on another partys research.
B. Failed to have a reasonable basis for his investment recommendations,due to differences in the German and Hong Kong markets.
C. Failed to have a reasonable basis for his investment recommendations,due to the reliance on a quantitative model.

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The demand for a given resource will most likely decrease if the prices of its substitute resources and complementary resources, respectively:
Prices of substitute resources Price of complementaryThe demand for a given resource will most likely decrease if the prices of its substitute resources and complementary resources, respectively:
Prices of substitute resources Price of complementary

A. Increase Increase
B. Increase Decrease
C. Decrease Increase

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Patricia Nelson, CFA, was informed by one of her clients that if Nelson could get the performance of the client firms pension portfolio above that of the Standard & Poors average by year end, the

A. Must inform her employer of this agreement but does not need consent.
B. May inform her employer by e-mail of this agreement and must receive written consent.
C. Must inform her employer of this agreement but may accept it with verbal consent.

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Compared to a univariate normal distribution, the distinguishing feature of a multivariate normal distribution is the need to specify a parameter that is related to:

A. The mean of the individual random variables
B. The variance of the individual random variables
C. The correlation between individual random variables

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The eight major provisions of the Global Investment Performance Standards （GIPS） at least include:

Alternative Assets.
B. Real Estate.
C. Private Equity.

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Win Jang is his firms research director, and one of his regular duties is to distribute a monthly “Top 10 Buys and Sells” list drawn from companies listed in Hong Kong. One month, Jang reads an academ

A. Properly relied on another partys research. B. Failed to have a reasonable basis for his investment recommendations,due to differences in the German and Hong Kong markets. C. Failed to have a reasonable basis for his investment recommendations,due to the reliance on a quantitative model.

Patricia Nelson, CFA, was informed by one of her clients that if Nelson could get the performance of the client firms pension portfolio above that of the Standard & Poors average by year end, the

Compared to a univariate normal distribution, the distinguishing feature of a multivariate normal distribution is the need to specify a parameter that is related to:

The eight major provisions of the Global Investment Performance Standards （GIPS） at least include:

A. Properly relied on another partys research.
B. Failed to have a reasonable basis for his investment recommendations,due to differences in the German and Hong Kong markets.
C. Failed to have a reasonable basis for his investment recommendations,due to the reliance on a quantitative model.