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Fundamental Asset Managers claims compliance with the CFA Institute Global Investment Performance Standards （GIPS？） and manages both discretionary and non-discretionary accounts. When constructing a s

A. Yes
B. No,because of non-similar investment strategies
C. No,because non-discretionary accounts are not included

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Which of the following least likely reflects the two primary principles of the CFA Institute Rules of Procedure for Proceedings Related to Professional Conduct？

A. Confidentiality of proceedings
B. Fair process to the member and candidate
C. Public disclosure of disciplinary sanctions

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James Simone, CFA, the CFO of a publicly listed company, seeks to improve the quality of his companys communication with institutional fund managers. He holds an investor briefing with this group the

A. Yes
B. No,because investor briefing and press release information are identical
C. No,because the company releases information while the market is closed

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Ileana Inkster, CFA, was recently offered a senior management position within the trust department at a regional bank. The department is new, but the bank has plans to expand it significantly over the

A. Decline to accept the new position
B. Accept the position and revise the marketing material
C. Accept the position and inform senior management of inadequate compliance procedures

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According to the industry life-cycle model, an industry in the shakeout stage is best characterized as experiencing:

A. Slowing growth and intense competition.
B. Little or no growth and industry consolidation.
C. Relatively high barriers to entry and periodic price wars.

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Fundamental Asset Managers claims compliance with the CFA Institute Global Investment Performance Standards （GIPS？） and manages both discretionary and non-discretionary accounts. When constructing a s

A. Yes B. No,because of non-similar investment strategies C. No,because non-discretionary accounts are not included

Which of the following least likely reflects the two primary principles of the CFA Institute Rules of Procedure for Proceedings Related to Professional Conduct？

James Simone, CFA, the CFO of a publicly listed company, seeks to improve the quality of his companys communication with institutional fund managers. He holds an investor briefing with this group the

Ileana Inkster, CFA, was recently offered a senior management position within the trust department at a regional bank. The department is new, but the bank has plans to expand it significantly over the

According to the industry life-cycle model, an industry in the shakeout stage is best characterized as experiencing:

A. Yes
B. No,because of non-similar investment strategies
C. No,because non-discretionary accounts are not included