According to the CFA Institute Standards of Practice handbook, insider trading is the least likely to be prevented by establishing:
A. Fire walls
B. Watch list
C. Selective disclosure
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Which of the following changes in sample size and degrees of freedom, respectively, is most likely to result in an increase in the width of the confidence interval for the population mean?
SampleWhich of the following changes in sample size and degrees of freedom, respectively, is most likely to result in an increase in the width of the confidence interval for the population mean?
Sample
A. Increase Decrease
B. Decrease Increase
C. Decrease Decrease
Li Feng, CFA, manages accounts for high net worth clients including his own familys account. He has no beneficial ownership in his familys account. Because Li is concerned about the appearance of impr
A. Treat the account like other client accounts.
B. Arrange for the account to be transferred to another firm.
C. Transfer the account to another investment manager in his firm.
If investors expected future incomes increase and the demand for financial capital increases, other things equal:
A. The equilibrium interest rate will rise.
B. The equilibrium interest rate will fall.
C. These two factors will have opposing effects on the equilibrium interest rate.
IFRS and U.S. GAAP are most similar in their requirements for:
A. Extraordinary items.
B. Discontinued operations.
C. Valuation of fixed assets.