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Bill Kimm, CFA owns an asset management firm with offices downtown. To minimize rent expenses, each year Bill ships the previous years research records to a nearby warehouse. There, the reports are di

A. Yes.
B. No,because he did not retain the copies in his offices.
C. No,because he failed to retain the original documents.

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Hal Chen, CFA, develops marketing materials for an investment fund he founded three years ago. The materials show the 3-, 2- and 1-year returns for the fund. He includes a footnote that states in smal

A. No.
B. Yes,because he included un-audited and unverified results.
C. Yes,because he did not adhere to the global investment performance standards.

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Which of the following has the greatest liquidity needs on average？

A. Investment companies.
B. Non-life insurance companies.
C. Banks.

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TDK commercial bank makes an adjustable rate mortgage for a big construction customer. Which of the following would be an appropriate position for the bank to hedge its risk with this loan？ TDK should

A. Fixed to an interest rate swap counterparty and receive variable.
B. Variable to a currency swap counterparty and receive fixed.
C. Variable to an interest rate swap counterparty and receive fixed.

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When using stock return data, a geometric mean return calculation is most likely preferred over a geometric mean calculation because:

A. Return data can be negative.
B. Return data can be less than one.
C. The geometric mean return is closer in value to the arithmetic mean.

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Bill Kimm, CFA owns an asset management firm with offices downtown. To minimize rent expenses, each year Bill ships the previous years research records to a nearby warehouse. There, the reports are di

A. Yes. B. No,because he did not retain the copies in his offices. C. No,because he failed to retain the original documents.

Hal Chen, CFA, develops marketing materials for an investment fund he founded three years ago. The materials show the 3-, 2- and 1-year returns for the fund. He includes a footnote that states in smal

Which of the following has the greatest liquidity needs on average？

TDK commercial bank makes an adjustable rate mortgage for a big construction customer. Which of the following would be an appropriate position for the bank to hedge its risk with this loan？ TDK should

When using stock return data, a geometric mean return calculation is most likely preferred over a geometric mean calculation because:

A. Yes.
B. No,because he did not retain the copies in his offices.
C. No,because he failed to retain the original documents.