题目内容

Linda Chin, CFA, is a member of a political group advocating less governmental regulation in all aspects of life. She works in a country where local securities laws are minimal and insider trading is

A. Follow the CFA Code and Standards.
B. Continue her current investment strategy.
C. Disclose her political advocacy to clients.

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The tenor of a swap is best described as the:

A. Size of the contract.
B. Original time to maturity.
C. Net amount owed by one party to the other.

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Financial ratios alone are least likely helpful to determine a companys:

A. creditworthiness.
B. Past performance.
Current financial condition.

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Which of the following share repurchase methods will most likely take the longest amount of time to execute？

A. Dutch auction
B. Fixed price tender offer
C. Open market repurchase

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Carlos Cruz, CFA, is one of two founders of an equity hedge fund. Cruz manages the funds assets, and the other co-founder, Brian Burkeman, CFA, is responsible for fund sales and marketing. Cruz notice

A. Correct the asset information and provide updates to prospective clients.
B. Report the discrepancy to CFA Institutes Professional Conduct Program.
C. Provide a disclaimer within marketing material indicating prices are as of a specific date.

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Linda Chin, CFA, is a member of a political group advocating less governmental regulation in all aspects of life. She works in a country where local securities laws are minimal and insider trading is

A. Follow the CFA Code and Standards. B. Continue her current investment strategy. C. Disclose her political advocacy to clients.

The tenor of a swap is best described as the:

Financial ratios alone are least likely helpful to determine a companys:

Which of the following share repurchase methods will most likely take the longest amount of time to execute？

Carlos Cruz, CFA, is one of two founders of an equity hedge fund. Cruz manages the funds assets, and the other co-founder, Brian Burkeman, CFA, is responsible for fund sales and marketing. Cruz notice

A. Follow the CFA Code and Standards.
B. Continue her current investment strategy.
C. Disclose her political advocacy to clients.