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Kirsten Kelso, CFA, is a research analyst at an independent research firm. Kelso is part of a team of analysts who focus on the automobile industry. Recently, Kelso disagreed with two research sell re

A. Fair Dealing
B. Communication with Clients
C. Diligence and Reasonable Basis

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An investor might consider investments in commodities because, historically, commodity returns have had a higher positive correlation with:

A. inflation.
Bond returns.
C. Stock returns.

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Dorian Solot, CFA, is responsible for a team of research analysts at Apac Bank, located in a country with strict laws prohibiting intellectual property transfers. Solot believes the work of one of her

A. research.
B. Intellectual property.
C. Prospective client disclosure.

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Jan Loots, CFA, quit his job as a portfolio manager at an investment firm with whom he had a non-solicitation agreement he signed several years ago. Loots received permission to take his investment pe

A. Trading software.
B. non-solicitation agreement.
C. Investment performance history.

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An analyst has made three observations in his worksheets about a company that he is reviewing. Which of the observations most likely reduces the quality of earnings of the company？ The company:

A. Reported for the first time an asset titled "Deferred customer acquisition costs."
B. has reduced its estimate of the expected useful life of computer equipment from 8 years to 5 years.
C. Entered into long-term leases for its manufacturing equipment instead of purchasing it and recorded the leases as capital leases.

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Kirsten Kelso, CFA, is a research analyst at an independent research firm. Kelso is part of a team of analysts who focus on the automobile industry. Recently, Kelso disagreed with two research sell re

A. Fair Dealing B. Communication with Clients C. Diligence and Reasonable Basis

An investor might consider investments in commodities because, historically, commodity returns have had a higher positive correlation with:

Dorian Solot, CFA, is responsible for a team of research analysts at Apac Bank, located in a country with strict laws prohibiting intellectual property transfers. Solot believes the work of one of her

Jan Loots, CFA, quit his job as a portfolio manager at an investment firm with whom he had a non-solicitation agreement he signed several years ago. Loots received permission to take his investment pe

An analyst has made three observations in his worksheets about a company that he is reviewing. Which of the observations most likely reduces the quality of earnings of the company？ The company:

A. Fair Dealing
B. Communication with Clients
C. Diligence and Reasonable Basis