题目内容

The tools used by the U.S. Federal Reserve system （the Fed） to implement monetary policy most likely include:

A. Transfer payments
B. Open market operations.
C. Raising or lowering income taxes

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A fund that calculates net asset value by subtracting liabilities from assets and dividing the result by a fixed number of shares is most likely:

A hedge fund.
B. An open-end mutual fund.
C. A closed-end mutual fund.

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Diana Fairbanks, CFA is married to an auditor who is employed at a large accounting firm. When her husband mentions a computer firm he audits will receive a qualified opinion she thinks nothing of it.

A. Take no investment action.
B. Complete a thorough and diligent analysis of the company and then sell the stock.
C. Sell the stock immediately as she has a reasonable basis for taking this investment action.

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Sergio Morales, CFA believes he has found evidence his supervisor is engaged in fraudulent activity concerning a clients account. When Morales confronts his supervisor, he is told the client is fully

A. Duties to Clients
B. Duties to Employers
Communication with Clients

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A company which prepares its financial statements using IFRS wrote down its inventory value by €20,000 in 2009. In 2010, prices increased and the same inventory was worth €30,000 more than its value a

A. Was unaffected.
B. Decreased by €20,000
C. Decreased by €30,000

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The tools used by the U.S. Federal Reserve system （the Fed） to implement monetary policy most likely include:

A. Transfer payments B. Open market operations. C. Raising or lowering income taxes

A fund that calculates net asset value by subtracting liabilities from assets and dividing the result by a fixed number of shares is most likely:

Diana Fairbanks, CFA is married to an auditor who is employed at a large accounting firm. When her husband mentions a computer firm he audits will receive a qualified opinion she thinks nothing of it.

Sergio Morales, CFA believes he has found evidence his supervisor is engaged in fraudulent activity concerning a clients account. When Morales confronts his supervisor, he is told the client is fully

A company which prepares its financial statements using IFRS wrote down its inventory value by €20,000 in 2009. In 2010, prices increased and the same inventory was worth €30,000 more than its value a

A. Transfer payments
B. Open market operations.
C. Raising or lowering income taxes