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Sean Dahib, CFA, is in charge of the compliance program at his investment firm. According to the Standards of Practice Handbook, as a supervisor, Sean should least likely perform which of the followin

A. Respond promptly to all violations.
B. Disseminate the contents of the program to all personnel.
C. Incorporate a professional conduct evaluation as part of an employees performance review.

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A company has determined that the quantity of that companys product demanded will increase by 5 percent when price is reduced by 10 percent. That companys elasticity demand is best described as:

A. Unitary elastic
B. Perfectly elastic
C. Relatively inelastic

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An analyst gathered the following information about an asset sold by a company at the end of the year:
·Original cost = $80,000
·Accumulated depreciation at date of sale = $45,00An analyst gathered the following information about an asset sold by a company at the end of the year:
·Original cost = $80,000
·Accumulated depreciation at date of sale = $45,00

A. Cash flow from operating activities but not net income.
B. Cash flow from investing activities but not net income.
C. Both net income and cash flow from investing activities.

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Which of the following will be reduced by the reconstitution of a security market index？

A. Need for rebalancing.
B. Portfolio turnover.
C. The possibility that unqualified securities are included in the index.

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During 2009, a company reported the sale of accounts receivable but retained the effective credit risk for the uncollected receivables. That companys 2009 financial statements will most likely oversta

A. Cash flow from operating activities.
B. Cash flow from financing activities.
Current assets.

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Sean Dahib, CFA, is in charge of the compliance program at his investment firm. According to the Standards of Practice Handbook, as a supervisor, Sean should least likely perform which of the followin

A. Respond promptly to all violations. B. Disseminate the contents of the program to all personnel. C. Incorporate a professional conduct evaluation as part of an employees performance review.

A company has determined that the quantity of that companys product demanded will increase by 5 percent when price is reduced by 10 percent. That companys elasticity demand is best described as:

Which of the following will be reduced by the reconstitution of a security market index？

During 2009, a company reported the sale of accounts receivable but retained the effective credit risk for the uncollected receivables. That companys 2009 financial statements will most likely oversta

A. Respond promptly to all violations.
B. Disseminate the contents of the program to all personnel.
C. Incorporate a professional conduct evaluation as part of an employees performance review.