Noor Hussein, CFA, runs a financial advisory business, specializing in retirement planning and investments. One of her clients asks her to advise the firms pension fund trustees on available investmen
A. Yes.
B. No,with regard to Misconduct.
C. No,with regard to Diligence and Reasonable Basis.
查看答案
Mailaka Securities (MS) advertises the use of a "bottom up" investment style in its marketing material. Recently, MS senior management decided to switch to a "top down" approach, c
A. Supervisory Responsibility.
B. Communication with Clients.
C. Diligence and Reasonable Basis.
Which of the following factors is least likely to impact an individuals ability to take risk?
A. Time horizon
B. Personality type
C. Expected income
If Investor A has a lower risk aversion coefficient than Investor B, on the capital allocation line, will Investor Bs optimal portfolio have a higher expected return?
A. Yes.
B. No,since Investor B has a lower risk tolerance.
C. No,since Investor B has a higher risk tolerance.
All else held constant, the width of a confidence interval is most likely to be smaller if the sample size is:
A. Larger and the degree of confidence is lower.
B. Larger and the degree of confidence is higher.
C. Smaller and the degree of confidence is lower.