When purchasing a futures contract, the initial margin requirement refers to the:
A. Minimum account balance required as prices change.
B. Performance bond ensuring fulfillment of the obligation.
C. Amount needed to finance the purchase of the underlying asset.
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Chan Liu, CFA, is the new research manager at the Pacific MicroCap Fund. Liu observed the following activities after she published a research report on a thinly traded microcap stock that included a &
A. Report the observed activities to her employer.
B. Remove her name from the microcap stock research report.
C. Publicly refute the false information posted on Internet forums.
Arbitrage activity will most likely be higher in securities markets:
A. That are efficient.
B. With no restrictions on short selling.
C. With high information-acquisition costs.
Who is most likely responsible for claiming and maintaining compliance with the CFA Institute Global Investment Performance Standards （GIPSY）？
A. Independent verification firms
B. The firm claiming compliance
C. The performance measurement department
The execution step of the portfolio management process includes:
A. Finalizing the asset allocation.
B. Monitoring the portfolio performance.
C. Preparing the investment policy statement.
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