题目内容

Ralph Malone, CFA, is an investment adviser at a multinational finance corporation. He has many wealthy individuals among his clients, including a trust account that benefits three of his immediate fa

A. The firm gives clients time to act on the new recommendation,but does not make its recommendation public before buying 100,000 shares for its own account.
B. Malone trades on the family account shortly after his firms clients have been informed of the buy recommendation.
C. Malone waits to trade for the family account until four days after his firms clients have been informed of the buy recommendation.

查看答案

搜索结果不匹配？点我反馈

更多问题

The Keynesian view suggests that the government can reduce aggregate demand by using:

A. Restrictive fiscal policy to shift the government budget toward a surplus（or smaller deficit）.
B. Restrictive fiscal policy to shift the government budget toward a deficit（or asmaller surplus）.
C. Expansionary fiscal policy to shift the government budget toward a surplus（or asmaller deficit）.

查看答案

According to the Standards of Practice Handbook, members must make a reasonable inquiry into a clients financial situation, and must do all of the following except:

A. Consider the suitability of investment recommendations for the client.
B. Distinguish between fact and opinion when making recommendations.
C. Update information in the clients situation at least semi-annually.

查看答案

If a corporate bond is non-refundable, the issuer:

A. Must leave the bonds outstanding until their scheduled maturity.
B. May call the bonds and issue common equity in their place.
C. May issue zero coupon bonds and use the proceeds to call the bonds.

查看答案

A company is most likely faced with a drag on liquidity if its:

A. Weighted average collection period increases from 42 days to 46 days.
B. Largest vendor changes its invoice terms from "3/10 net 30" to "3/10 net 60."
C. Inventory turnover was below the industry average last year and is above the industry average this year.

查看答案