Which of the following distinct entities can least likely claim compliance with the Global Investment Performance Standards (GIPS)?
A multi-national financial services holding company
B. An investment management division of a regional commercial bank
C. A locally incorporated subsidiary undertaking investment management services
查看答案
Prudence Charmaine, a CFA charterholder, was recently accused in writing of cheating on a professional accounting exam. She denied cheating and successfully defended herself against the allegation. As
A. No
B. Yes,she improperly used the CFA Institute Code and Standards to defend herself.
C. Yes,she did not report the allegation on her annual Professional Conduct Statement.
A two-tailed t-test of the null hypothesis that the population mean differs from zero has a p-value of 0.0275. Using a significance level of 5%, the most appropriate conclusion is:
A. Reject the null hypothesis.
B. Accept the null hypothesis.
C. The chosen significance level is too high.
Assuming its trading partner does not retaliate, which of the following conditions must hold in order for a large country to increase its national welfare by imposing a tariff?
A. It must have a comparative advantage in the production of the imported good.
B. The deadweight loss must be smaller than the benefit of its improving terms of trade.
C. It must auction the import licenses for a fee to offset the decline in the consumer surplus.
Vishal Chandarana, an unemployed research analyst, recently registered for the CFA Level I exam. After two months of intense interviewing, he accepts a job with a stock brokerage company in a differen
A. Misconduct
B. Loyalty to Employers
C. Reference to the CFA Program