题目内容

According to the CFA Institute Standards of Professional Conduct, beneficial security ownership that might impair ones professional judgment must be disclosed to all of the following except:

A. Clients
B. Prospects
C. Fellow members employed by the same firm

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With respect to the different views about short-term fluctuations in the economy, what is the primary driver of aggregate demand according to the:
Keynesian view? Classical view?With respect to the different views about short-term fluctuations in the economy, what is the primary driver of aggregate demand according to the:
Keynesian view? Classical view?

A. Futureexpectations Technologicalchange
B. Futureexpectations Thesupplyofmoney
Currentpricelevel Technologicalchange

Zhang Zhong, CFA, is a portfolio manager in a large investment management company. He discovers that Chen Qin, CFA, one of the assistant portfolio managers he supervises, may have violated the local s

A. Place limits on the employees activities.
B. Report the conduct to governmental authorities.
C. Start an investigation to determine the extent of the wrong doing.

According to CFA Institute Standards of Professional Conduct, members must preserve the confidentiality of information received from a client unless:

A. The information pertains to an impending tender offer.
B. The client has also provided the information to another member.
C. The member is aware of illegal activity of the client.

Country X requires firms to present performance information using only realized returns, while the GIPS standards require calculations to be based on both realized and unrealized returns. A firm locat

A. Cannot claim compliance with GIPS unless it fully meets all GIPS requirements.
B. Should follow the countrys guidelines,and is allowed to claim compliance with GIPS as long as all other GIPS requirements are met.
C. Should follow the countrys guidelines,and is allowed to claim compliance with GIPS as long as disclosure is made regarding the conflict.

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