题目内容

If the probability of event J multiplied by the probability of event K is not equal to the joint probability of events J and K, then events J and K are most likely:

A. Dependent events.
B. Independent events.
C. Mutually exclusive events.

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A hedge fund that requires incentive fees to be calculated only on the portion of returns above a benchmark return is said to have a:

A. Soft hurdle rate.
B. Hard hurdle rate.
C. High water mark.

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Roger Smith, CFA, has been invited to join a group of analysts in touring the riverboats of River Casino Corp. For the tour, River Casino has arranged chartered flights from casino to casino since com

A. May accept the arrangements as they are.
B. May accept the flight but is required to pay for his lodging.
C. Is required to pay for his flight and lodging.

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Davis Samuel, CFA, is meeting with one of his portfolio management clients, Joseph Pope, to discuss Popes investment constraints. Samuel has established that:
·Pope plans to retire from hisDavis Samuel, CFA, is meeting with one of his portfolio management clients, Joseph Pope, to discuss Popes investment constraints. Samuel has established that:
·Pope plans to retire from his

A. Tax concerns.
B. Liquidity needs.
C. Unique needs and preferences.

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Adam Schute, CFA, is on a conference call with the CFO of an investment banking client with his phone speaker on and his door open. As a result, salesmen and traders overhear the CFO describing proble

A. Not violated the Standard because he has not acted on the information,but the traders and salesmen have violated the Standard.
B. Violated the Standard because he should have taken steps to prevent the dissemination of the information.
C. Violated the Standard by not making the information public when he realized others had overheard the call.

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If the probability of event J multiplied by the probability of event K is not equal to the joint probability of events J and K, then events J and K are most likely:

A. Dependent events. B. Independent events. C. Mutually exclusive events.

A hedge fund that requires incentive fees to be calculated only on the portion of returns above a benchmark return is said to have a:

Roger Smith, CFA, has been invited to join a group of analysts in touring the riverboats of River Casino Corp. For the tour, River Casino has arranged chartered flights from casino to casino since com

Adam Schute, CFA, is on a conference call with the CFO of an investment banking client with his phone speaker on and his door open. As a result, salesmen and traders overhear the CFO describing proble

A. Dependent events.
B. Independent events.
C. Mutually exclusive events.