Which of the following statements about the Standard on misconduct is most accurate?
A. Misconduct applies only to a member or candidates professional activities.
B. Neglecting to perform due diligence when required is an example of misconduct.
C. A member or candidate commits misconduct by engaging in any illegal activity.
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允许金融机构采用他们自己的内部风险评估系统的优缺点分别是什么?
The CFA Institute Professional Conduct Program (PCP) has begun an investigation into Chris Jones, a Level II CFA candidate, and a number of his CFA Charterholder colleagues. Jones has access to confid
A. Sharing the confidential information with the PCP would violate the Standards.
B. The Standards encourage,but do not require,that Jones support the PCP investigation into his colleagues.
C. Jones may share confidential information about former clients with the PCP but may not share confidential information about current clients.
在考虑实际资本时,需要同时考虑资产、负债评估的谨慎度,概括起来有哪几种情况?