题目内容

听力原文：权证存续期满前5个交易日，权证终止交易，但可以行权。
权证存续期满前5个交易日，权证终止交易，也不可以行权。()

A. 正确
B. 错误

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客户不得以将已设定担保或其他第三方确立及被采取查封、冻结等司法措施的证券提交为担保物的，证券公司不得向客户借出此类证券。()

A. 正确
B. 错误

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听力原文：M: Could you keep the noise down, Mary？ I'm trying to listen to the recording.
W: Sorry, it's not me. There is a party downstairs.
What does the woman imply？

A. She will mm off her recorder.
B. She is not responsible for the noise.
C. She will do something about the noise.
D. She wants the man to use the earphones.

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听力原文：风险准备主要为弥补证券交易及其他业务因事故而发生的损失，不可用于弥补证券公司交易保证金不足。
风险准备金可用于弥补证券公司交易保证金不足。()

A. 正确
B. 错误

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Part A
Directions: You will hear 10 short dialogues. For each dialogue, there is one question and four possible answers. Choose the correct answer ― A, B, C or D, and mark it in your test booklet. You will have 15 seconds to answer the question and you will hear each dialogue ONLY ONCE.
听力原文：M: I'm having trouble making ends meet. It looks like I have to make another phone call to my parents.
W: I don't think it would be a problem if you cut down on the discs you buy.
What is the woman's suggestion？

A. The man shouldn't buy so many discs.
B. The man should stop buying discs.
C. The man shouldn't worry too much.
D. The man should go shopping less.

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听力原文：权证存续期满前5个交易日，权证终止交易，但可以行权。权证存续期满前5个交易日，权证终止交易，也不可以行权。()

A. 正确 B. 错误

客户不得以将已设定担保或其他第三方确立及被采取查封、冻结等司法措施的证券提交为担保物的，证券公司不得向客户借出此类证券。()

听力原文：M: Could you keep the noise down, Mary？ I'm trying to listen to the recording.W: Sorry, it's not me. There is a party downstairs.What does the woman imply？

听力原文：风险准备主要为弥补证券交易及其他业务因事故而发生的损失，不可用于弥补证券公司交易保证金不足。风险准备金可用于弥补证券公司交易保证金不足。()

听力原文：权证存续期满前5个交易日，权证终止交易，但可以行权。
权证存续期满前5个交易日，权证终止交易，也不可以行权。()

A. 正确
B. 错误

听力原文：M: Could you keep the noise down, Mary？ I'm trying to listen to the recording.
W: Sorry, it's not me. There is a party downstairs.
What does the woman imply？

听力原文：风险准备主要为弥补证券交易及其他业务因事故而发生的损失，不可用于弥补证券公司交易保证金不足。
风险准备金可用于弥补证券公司交易保证金不足。()