题目内容

【单选题】The information disclosed by issuers and listed companies shall be ()

A. authentic
B. , accurate
C. complete
D. all of the above

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【单选题】An investment consulting institution and its practitioners shall not have any of the following acts EXCEPTA ().

A. engaging in any securities investment on behalf of its entrusting party
B. signing with any party an agreement on sharing the gains or bearing the loss of securities investment
C. purchasing or selling any share of a listed company , for which the consulting institution provides services
D. providing true and useful information to investors

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【单选题】() refers to the total value at market prices of the shares in issue for a company (or a stock market , or a sector of the stock market)

A. Market capitalization
B. Capital good
C. Market capital
D. Market liquidation

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【单选题】() is the centralized process whereby transacted business is recorded and positions are maintained while () refers to the completion of a transaction

A. Settlement . clearing
B. Underwriting . settlement
Clearing . resolution
D. Clearing . settlement

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【判断题】Beyond the simple act of exchanging financial assets and funds , there are no major differences between one financial transaction and another.

A. 对
B. 错

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【单选题】The information disclosed by issuers and listed companies shall be ()

A. authentic B. , accurate C. complete D. all of the above

【单选题】An investment consulting institution and its practitioners shall not have any of the following acts EXCEPTA ().

【单选题】() refers to the total value at market prices of the shares in issue for a company (or a stock market , or a sector of the stock market)

【单选题】() is the centralized process whereby transacted business is recorded and positions are maintained while () refers to the completion of a transaction

【判断题】Beyond the simple act of exchanging financial assets and funds , there are no major differences between one financial transaction and another.

A. authentic
B. , accurate
C. complete
D. all of the above