题目内容

Wang Gang, CFA, is a bank industry research analyst for a large broker and dealer firm. He is attending a company presentation for Mellon Bank with a small group of analysts from other companies. A co

A. Must refrain from discussing the information with anyone else.
B. May act on this information as it is no longer material,non-public information when public.
C. Should encourage the company that issued the information to make it public as soon as possible.

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Which of the following statements regarding the verification of a companys claim to be in compliance with the GIPS standards is not true？

An initial verification must cover a minimum period of five years.
B. A verifier may accept the work of a previous verifier as part of the basis opinion.
C. Verification reports must confirm that the firm has complied with all GIPS requirements on a firm-wide basis.

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According to the CFA Institute Standards of Professional Conduct, beneficial security ownership that might impair ones professional judgment must be disclosed to all of the following except:

A. Clients
B. Prospects
C. Fellow members employed by the same firm

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With respect to the different views about short-term fluctuations in the economy, what is the primary driver of aggregate demand according to the:
Keynesian view？ Classical view？With respect to the different views about short-term fluctuations in the economy, what is the primary driver of aggregate demand according to the:
Keynesian view？ Classical view？

A. Futureexpectations Technologicalchange
B. Futureexpectations Thesupplyofmoney
Currentpricelevel Technologicalchange

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Zhang Zhong, CFA, is a portfolio manager in a large investment management company. He discovers that Chen Qin, CFA, one of the assistant portfolio managers he supervises, may have violated the local s

A. Place limits on the employees activities.
B. Report the conduct to governmental authorities.
C. Start an investigation to determine the extent of the wrong doing.

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Wang Gang, CFA, is a bank industry research analyst for a large broker and dealer firm. He is attending a company presentation for Mellon Bank with a small group of analysts from other companies. A co

A. Must refrain from discussing the information with anyone else. B. May act on this information as it is no longer material,non-public information when public. C. Should encourage the company that issued the information to make it public as soon as possible.

Which of the following statements regarding the verification of a companys claim to be in compliance with the GIPS standards is not true？

According to the CFA Institute Standards of Professional Conduct, beneficial security ownership that might impair ones professional judgment must be disclosed to all of the following except:

Zhang Zhong, CFA, is a portfolio manager in a large investment management company. He discovers that Chen Qin, CFA, one of the assistant portfolio managers he supervises, may have violated the local s

A. Must refrain from discussing the information with anyone else.
B. May act on this information as it is no longer material,non-public information when public.
C. Should encourage the company that issued the information to make it public as soon as possible.