题目内容

Adira Badawi, CFA, who owns a research and consulting company, is an independent board member of a leading cement manufacturer in a small local market. Because of Badawis expertise in the cement indus

A. Makes full disclosure to both companies
B. Receives written permission from the local company
C. Signs confidentiality agreements with both companies

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Which of the following actions on the part of a central bank is most consistent with increasing the quantity of money？

A. Increasing reserve requirements
B. Selling securities on the open market
C. Purchasing securities on the open market

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Fundamental Asset Managers claims compliance with the CFA Institute Global Investment Performance Standards （GIPS？） and manages both discretionary and non-discretionary accounts. When constructing a s

A. Yes
B. No,because of non-similar investment strategies
C. No,because non-discretionary accounts are not included

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Which of the following least likely reflects the two primary principles of the CFA Institute Rules of Procedure for Proceedings Related to Professional Conduct？

A. Confidentiality of proceedings
B. Fair process to the member and candidate
C. Public disclosure of disciplinary sanctions

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James Simone, CFA, the CFO of a publicly listed company, seeks to improve the quality of his companys communication with institutional fund managers. He holds an investor briefing with this group the

A. Yes
B. No,because investor briefing and press release information are identical
C. No,because the company releases information while the market is closed

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Adira Badawi, CFA, who owns a research and consulting company, is an independent board member of a leading cement manufacturer in a small local market. Because of Badawis expertise in the cement indus

A. Makes full disclosure to both companies B. Receives written permission from the local company C. Signs confidentiality agreements with both companies

Which of the following actions on the part of a central bank is most consistent with increasing the quantity of money？

Fundamental Asset Managers claims compliance with the CFA Institute Global Investment Performance Standards （GIPS？） and manages both discretionary and non-discretionary accounts. When constructing a s

Which of the following least likely reflects the two primary principles of the CFA Institute Rules of Procedure for Proceedings Related to Professional Conduct？

James Simone, CFA, the CFO of a publicly listed company, seeks to improve the quality of his companys communication with institutional fund managers. He holds an investor briefing with this group the

A. Makes full disclosure to both companies
B. Receives written permission from the local company
C. Signs confidentiality agreements with both companies