题目内容

Gardner Knight, CFA, is a product development specialist at an investment bank. Knight is responsible for creating and marketing collateralized debt obligations （CDOS） consisting of residential mortga

A. Suitability
B. Conflicts of Interest
Client Communication

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A graphic depiction of a continuous distribution that shows the left tail to be longer than the right tail is best described as having:

A. lepto-kurtosis
B. Positive skewness
C. Negative skewness.

Kirsten Kelso, CFA, is a research analyst at an independent research firm. Kelso is part of a team of analysts who focus on the automobile industry. Recently, Kelso disagreed with two research sell re

A. Fair Dealing
B. Communication with Clients
C. Diligence and Reasonable Basis

An investor might consider investments in commodities because, historically, commodity returns have had a higher positive correlation with:

A. inflation.
Bond returns.
C. Stock returns.

Dorian Solot, CFA, is responsible for a team of research analysts at Apac Bank, located in a country with strict laws prohibiting intellectual property transfers. Solot believes the work of one of her

A. research.
B. Intellectual property.
C. Prospective client disclosure.