题目内容

Samantha Donovan, CFA, is an exam proctor for the Level II CFA exam. The day before the exam is to be administered, Donovan faxes a copy of one of the questions to two friends, James Smythe and Lynn Y

A. Smythe violated the Code and Standards,but Yeats did not.
B. Donovan violated the Code and Standards,but Smythe did not.
C. Donovan and Yeats both violated the Code and Standards.

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Which of the following statements about the Standard on misconduct is most accurate？

A. Misconduct applies only to a member or candidates professional activities.
B. Neglecting to perform due diligence when required is an example of misconduct.
C. A member or candidate commits misconduct by engaging in any illegal activity.

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什么是风险的“分散效应”？

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Samantha Donovan, CFA, is an exam proctor for the Level II CFA exam. The day before the exam is to be administered, Donovan faxes a copy of one of the questions to two friends, James Smythe and Lynn Y

A. Smythe violated the Code and Standards,but Yeats did not. B. Donovan violated the Code and Standards,but Smythe did not. C. Donovan and Yeats both violated the Code and Standards.

保险公司如何通过对公司财务结构重组，更加有效的管理公司偿付能力资本？

解释我国法定偿付能力监管体系主要构成，并说明这种体系的缺陷。

Which of the following statements about the Standard on misconduct is most accurate？

什么是风险的“分散效应”？

A. Smythe violated the Code and Standards,but Yeats did not.
B. Donovan violated the Code and Standards,but Smythe did not.
C. Donovan and Yeats both violated the Code and Standards.