题目内容

证券自营业务的经营风险主要是指证券公司在自营业务中违反法律、行政法规和监管部门规章及规范性文件、行业规范和自律规则等行为,如从事内幕交易、操纵市场等行为可能使证券公司受到法律制裁、被采取监管措施、遭受财产损失或声誉损失的风险。()

A. 正确
B. 错误

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证券登记结算机构本身不买卖证券,所以不需要设立结算风险基金。()

A. 正确
B. 错误

According to paragraph 4,which of the following statements is NOT true?

A. She has to learn to repair sails.
B. She has to be her own teacher.
C. She has to be very fit.
D. She has trained herself to sleep for about 20 minutes at a time.

股票交易可在证券交易所中进行,也可以在场外交易市场进行。前者称为“柜台交易”;后者常见的形式是“上市交易”。()

A. 正确
B. 错误

A.acknowledgementB.awarenessC.affirmationD.agreement

A. acknowledgement
B. awareness
C. affirmation
D. agreement

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