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同义密码子名词解释

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Question 9 Davis Samuel, CFA, is meeting with one of his portfolio management clients, Joseph Cardinal, to discuss Cardinal’s investment constraints. Samuel has established that: Cardinal plans to retire from his job as a bond salesman in 17 years, after which this portfolio will be his primary source of income. Cardinal has sufficient cash available that he will not need this portfolio to generate cash outflows until he retires. Cardinal, as a registered securities representative, is required to have Samuel send a copy of his account statements to the compliance officer at Cardinal’s employer. Cardinal opposes certain policies of the government of Lower Pannonia and does not wish to own any securities of companies that do business with its regime. To complete his assessment of Cardinal’s investment constraints, Samuel still needs to inquire about Cardinal’s:

A. liquidity needs.
B. legal and regulatory factors.
C. unique needs and preferences.
D. tax concerns.

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下列说法中，最能反映中国专业社会工作发展特点的是（)。

A. 职业化发展先于专业化发展
B. 专业性社会工作与行政性社会工作并存
C. 儒家思想对专业社会工作的产生具有决定性作用
D. 慈善组织对专业社会工作形成具有实质推动作用

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Based on AIMR’s Standards of Professional Conduct, which of the following statements are a violation of Standard IV（B.6), Prohibition against Misrepresentation？

A young trainee bond trader tells a prospective client that she can assist the client in all the client’s investment needs: equity, fixed income, and derivatives and based on her years of experience as an analyst in the business that an investment looks like it has lots of potential.
B. All of these.
C. An investment manager recommends to a prospective client, an investment in mortgage IO strips because they are guaranteed by an agency of the federal government.
D. A broker says XYZ stock is 100% guaranteed to double in value over the next six months.

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简述柏拉图论国家的理念

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同义密码子 名词解释

下列说法中，最能反映中国专业社会工作发展特点的是（)。

Based on AIMR’s Standards of Professional Conduct, which of the following statements are a violation of Standard IV（B.6), Prohibition against Misrepresentation？

简述柏拉图论国家的理念

同义密码子名词解释