Karen Wilson, CFA, supervises eight junior analysts at Spartan Financial Services. Karen suspects that one of the analysts is violating Spartans personal investing policy. According to the Standards o
A. Initiate an investigation.
B. Notify her supervisor of the analysts suspected misconduct.
C. Require the analyst to liquidate and close all personal accounts.
查看答案
Gabrielle Gabber CFA has been accused of professional misconduct by one of her competitors. The allegations concern Gabbers personal bankruptcy filing when she was a college student ten years ago and
A. No
B. Yes,related to Misconduct
C. Yes,related to Misrepresentation
The concept that forward rates reflect investors expectations of future rates plus a liquidity premium to compensate them for exposure to interest rate risk is associated with which of the following e
A. Liquidity premium theory.
B. Segmented market theory.
C. Expectations hypothesis.
Which of the following statements about Net Present Value （NPV） and Internal Rate of Return （IRR） is least accurate？
A. The NPV method assumes that all cash flows are reinvested at the cost of capital.
B. For independent projects if the IRR is the cost of capital accept the project.
C. For mutually exclusive projects you should use the IRR to rank and select projects.
Scott Marsh is a research analyst for a brokerage firm following the computer industry. Joe Perry is Marshs former college roommate and is the head of technology for Mercury, a large software company.
A. Wait until the public announcement is made,then release a report explaining that he believes the company will make the release date;disclosing that one of the reasons for his opinion is Perry is a friend of his.
B. Produce his research report in two days based solely on the official announcement,not taking into consideration the information from Perry.
C. Wait until the public announcement is made,then releasing a report stating that he is sure that the company will make his release date,but not disclose the relationship with Perry.
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