题目内容

投资者可以持证监会对投资者对上市公司进行战略投资的批准文件和有效身份证明,向证券登记结算机构办理相关手续。()

A. 正确
B. 错误

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Section A
Directions: In this section, you will hear 8 short conversations and 2 long conversations. At the end of each conversation, one or more questions will be asked about what was said. Both the conversation and the questions will be spoken only once. After each question there will be a pause. During the pause, you must read the four choices marked A, B, C and D, and decide which is the best answer.
(12)

A. In a park.
B. In a cinema.
C. In a supermarket.
D. In a theatre.

在境内上市外资股的准备发行过程中,必须选聘境外具有证券相关业务资格的会计师事务所作为审计机构。()

A. 正确
B. 错误

中国证券会对财务顾问及其财务顾问主办人违反自律规范的行为,依法进行调查,给予纪律处分。()

A. 正确
B. 错误

特定对象以现金或者资产认购上市公司非公开发行的股份后,上市公司用同一次非公开发行所募集的资金向该特定对象购买资产的,视同上市公司发行股份购买资产。 ()

A. 正确
B. 错误

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