Brett Germaine is an AIMR？member who manages client portfolios. He has the power to buy and sell securities on behalf of his clients. His mother is a client and Brett manages her trust. With respect to his mother 抯 account, he must:
A. treat her account with a bit more care and concern giving her advance notice of information like recommendation changes.
B. treat her account with less care and concern than his other accounts so as to avoid the appearance of favoritism and comply with the Code and Standards.
C. not take his mother’s account because it is a violation of the Code and Standards to manage a family member’s account or trust.
D. treat her account like any other firm account and should not give her account special treatment or disadvantage.
查看答案
Carolina Company has options for 100,000 shares outstanding that may be exercised at the
A. not include the options because they are antidilutive.
B. include the options because they could dilute earnings.
C. not include the options because they cannot be exercised until June 30, 2003.
D. include the options because the shares declined in price during 2001.
According to Markowitz’s theory, the points on the efficient frontier represent the portfolios which provide:
A. the lowest risk and highest return compared with all of the other attainable portfolios.
B. maximum diversification benefits among risk assets.
C. he cheapest construction cost and the most efficient choice.
微信支付 
支付宝支付